CITIC Limited Half-Year Report 2019

138 Half-Year Report 2019 CITIC Limited Interests of Substantial Shareholders As at 30 June 2019, substantial shareholders of CITIC Limited (other than directors of CITIC Limited) who had interests or short positions in the shares or underlying shares of CITIC Limited which would fall to be disclosed to CITIC Limited under the provisions of Divisions 2 and 3 of Part XV of the SFO, or which were recorded in the register required to be kept by CITIC Limited under section 336 of the SFO, or which were notified to CITIC Limited, were as follows: Name Nature of interest/capacity Number of ordinary shares held Approximate percentage to the total number of issued shares CITIC Group Corporation (“CITIC Group”) (Note 1) Interests in a controlled corporation and interests in a section 317 concert party agreement 26,055,943,755 (Long position) 89.57% (Long position) CITIC Glory Limited (“CITIC Glory”) (Note 2) Beneficial owner 7,446,906,755 (Long position) 25.60% (Long position) CITIC Polaris Limited (“CITIC Polaris”) (Note 3) Beneficial owner and interests in a section 317 concert party agreement 18,609,037,000 (Long position) 63.97% (Long position) Chia Tai Bright Investment Company Limited (“CT Bright”) (Note 4) Beneficial owner and interests in a section 317 concert party agreement 22,728,222,755 (Long position) 5,818,053,363 (Short position) 78.13% (Long position) 20.00% (Short position) CT Brilliant Investment Holdings Limited (“CT Brilliant”) (Note 5) Interests in a controlled corporation and interests in a section 317 concert party agreement 22,728,222,755 (Long position) 5,818,053,363 (Short position) 78.13% (Long position) 20.00% (Short position) Charoen Pokphand Group Company Limited (“CPG”) (Note 6) Interests in a controlled corporation and interests in a section 317 concert party agreement 22,728,222,755 (Long position) 5,818,053,363 (Short position) 78.13% (Long position) 20.00% (Short position) ITOCHU Corporation (“ITOCHU”) (Note 7) Interests in a controlled corporation and interests in a section 317 concert party agreement 22,728,222,755 (Long position) 5,818,053,363 (Short position) 78.13% (Long position) 20.00% (Short position)