CITIC Limited Half-Year Report 2019

116 CITIC Limited Half-Year Report 2019 For the six months ended 30 June 2019 29 Financial risk management and fair values (continued) (e) Fair values (continued) (i) Financial instruments carried at fair value (continued) As at 30 June 2019 Level 1 Level 2 Level 3 Total HK$ million HK$ million HK$ million HK$ million Assets Loans and advances to customers and other parties at FVOCI – 280,025 – 280,025 Derivative financial assets 12 21,222 574 21,808 Investments in financial assets 122,118 834,779 76,081 1,032,978 122,130 1,136,026 76,655 1,334,811 Liabilities Financial liabilities at FVPL – – (234) (234) Derivative financial liabilities (11) (23,387) (1) (23,399) (11) (23,387) (235) (23,633) As at 31 December 2018 Level 1 Level 2 Level 3 Total HK$ million HK$ million HK$ million HK$ million Assets Loans and advances to customers and other parties at FVOCI – 110,157 – 110,157 Derivative financial assets – 36,764 530 37,294 Investments in financial assets 107,495 795,201 82,383 985,079 107,495 942,122 82,913 1,132,530 Liabilities Financial liabilities at FVPL (1,098) – (370) (1,468) Derivative financial liabilities (111) (37,564) (1) (37,676) (1,209) (37,564) (371) (39,144) For the six months ended 30 June 2019, there were no significant transfers between instruments in different levels (six months ended 30 June 2018: Nil) and no significant changes in valuation techniques for determining the fair values of the instruments (six months ended 30 June 2018: Nil). Notes to the Consolidated Financial Statements